Succession Systems: market access compliance

Published by Stuart Brameld on April 2, 2019

PrizmNet provider: Meet market access regulatory obligations with performance-oriented TripleCHECK® solutions

Succession Systems, founded in 2009, is a global provider of compliance, trading risk management and market access solutions known collectively as TripleCHECK®. They efficiently enable capital markets participants to implement risk management controls across multiple asset classes; and view and consolidate trading activity across third party and proprietary systems.

Colt PrizmNet customers can connect to the fully integrated TripleCHECK® portfolio via the financial extranet. Supporting compliance with regulations such as SEC rule 15c3-5 and the incoming MiFID II, the solutions cover market access compliance from pre-trade through to post-trade. They enable:

  • Pre-trade regulatory compliance management
  • Multi-source cross-platform aggregation
  • Real-time analysis and statistics
  • Surveillance, operational and compliance reporting
  • Market abuse and manipulative practice detection
  • Post-trade end-of-day compliance reporting

As well as meeting customers’ demands for high performance under stress with minimum latency, the TripleCHECK® solutions offer cost savings compared with in-house systems. Most importantly, they give customers peace of mind: Succession Systems is always up to date with evolving regulations and best practices. Firms can shrug off the burden of maintaining their own systems, yet retain direct and exclusive control of their compliance by interacting directly with the TripleCHECK® solutions and making changes in real time.

“We like that Colt goes the extra mile to create an informed community around its financial extranet, through a keen understanding of vendors and their services and market participants’ priorities. We expect our partnership will help Colt PrizmNet to make further inroads into the North American market, as well as simplify connectivity to our solutions for firms in Europe. We also anticipate that Colt PrizmNet’s strong presence in Asia will help us attract new customers in that region.” — Anthony Masso, President and CEO, Succession Systems

 

What's your goal today?

Wave

1. Connect to the Colt network

Our network directly connects 32,000+ buildings, with millions more through our extensive worldwide partners, powering global businesses with high bandwidth requirements. Find out if you're Colt connected now.

cic2

2. Learn more about digital infrastructure

We've worked with experts to build hundreds of guides, whitepapers and blogs across a range of technology & infrastructure topics, as well as videos, webinars & lightning talks. Find out more about them below.

professional-services

3. Explore our customer success stories

We work with global businesses to deliver world-class connectivity solutions, with a range of available professional & managed services to help you get exactly the right fit for your business. Read more about some of our customers' success stories.